Ready to test what you’ve learned?
This chapter covered the key players that keep Canada’s investment industry running smoothly — from the CSA, which coordinates national rules, to the provincial securities commissions like the OSC that enforce them, and CIRO, the self-regulatory organization that oversees investment dealers and advisors. We also looked at other important regulators like OSFI, CDIC, FSRA, and even their U.S. counterparts. Take the quiz below to check your understanding of who does what, how the system fits together, and which regulator steps in when things go wrong. It’s a great way to reinforce what you’ve learned!