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Regulations

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Course Content

CIRE Preparatory Course
Regulations 12 Topics | 1 Quiz
Lesson Content
0% Complete 0/12 Steps
Introduction
Canadian Securities Administrators (CSA)
Jurisdiction of the CSA
Mandate and objectives of CSA
CSA’s development of regulations
Comparison of CSA Rules
CSA’s enforcement powers
What are provincial securities regulators?
OSC’s departments
Difference between CSA and provincial regulators
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